IFRITLEAKS
SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest
WASHINGTON, D.C. — The Securities and Exchange Commission today announced settled charges against New York-based investment adviser Zoe Financial Inc. for failing to fully and fairly disclose material facts concerning conflicts of interest to its clients and prospective…
- FILE
- IF-DCE9AF
- AUTHORITY
- U.S. Securities and Exchange Commission
- TYPE
- Press Release
- PUBLISHED
- 28 September 2026 · 17:46 UTC
- FIRST SEEN
- 27 October 2026 · 10:03 UTC
- ORIGINAL
- https://www.sec.gov/newsroom/press-releases/2026-94-sec-charges-registered-investment-adviser-zoe-financial-failure-disclose-conflict-interest
- SHA-256
- 27d1d35b8f1b1c86c8a0b05c3a48c0c37f60f15b98736347e6fff18de8cfbed5
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