IFRITLEAKS
SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI
WASHINGTON, D.C. — The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…
- FILE
- IF-F28625
- AUTHORITY
- U.S. Securities and Exchange Commission
- TYPE
- Press Release
- PUBLISHED
- 22 September 2026 · 16:41 UTC
- FIRST SEEN
- 27 October 2026 · 10:03 UTC
- ORIGINAL
- https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci
- SHA-256
- c59173a95426239478fe30d4a21fc669d9334cbe454c3cf83cc4bb1e7b725bb9
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